Sergio Medeiros Paulino de Carvalho

Apresentação em tema: "Sergio Medeiros Paulino de Carvalho"— Transcrição da apresentação:

1 Use of the System of Intelectual Property by SMEs in Brazil: methodological aspects and some results
Sergio Medeiros Paulino de Carvalho Director of Partnership and Technological Information INPI Brazil Meeting of Expert Group for Defining the Scope and the Methodology for National Survey-Studies on Intellectual Property and SMEs Geneva, September 17th, 2009

2 Previous Informations
Study cordinated by Dr. Salles Filho, Sergio (DPCT/Unicamp)‏, published by WIPO Accomplished by the request of OMPI Report delivered in September 2005 Period of analysis:

3 Structure of Presentation
Methodology: main aspects origin of data presenting: INPI + IBGE (Statistic Brazilian Agency) Direct interview with 11 dilligent members from SMEs technology based Use of IP by SMEs: exploring the data Conclusions and indications of politics

4 Methodology: main aspects
Stablishment of different relations: Size X Type of protection Size X Sectorial Analysis (CNAE) Sector Analysis (CNAE) X Type of protection Sectorial Dynamism X Company Strategy

5 Methodology: main aspects
Origin of data: INPI basis Request of the data base: the requests of patents and industrial design Name of company “CNPJ” – company registration number Year of request Protection type “CNAE” - national economic activity classification

6 Origin of data: INPI basis
INPI DATA BASE 9.731 4.907 4.824 2.102 2.722 Subtotal 1.937 985 952 374 578 2004 2.391 1269 1122 514 608 2003 2.093 1053 1040 478 562 2002 1.787 853 934 394 540 2001 1.523 747 776 342 434 2000 UM IP Total IND. DESIGN. PATENTS YEAR

7 Origin of data: IBGE basis
Request of data base of the Central File of Enterprises (CEMPRE)‏ Informations about the Enterprises, including CNAE - National Classification of Economic Activity and number of employees Name of company Company Registration CNPJ CNAE - National Classification of Economic Activity Size 0-4 people  MICRO 5-19 people  SMALL people  MEDIUM 100 or over  LARGE

8 Problems Upon such correlations, it had been verified some inconsistencies that had requested the exchanging of size of some corporations. As consequence from the use by the central corporation files of IBGE (Cempre), the central units of such big companies based on the year of 2002, some of these notorious companies, with a high number of requests of IP had been classified as micro, small or medium companies. As such data would generate great distortion ( how would it make that an entire class of CNAE would become dominated by micro companies), it had been and alteration based upon the criteria of number of employees from the units of manufactures.

9 Problems 2 The cases had been the followings:
Reclassification from micro to big companies Grendene S/A Bombril Cirio S/A MRV Indústria e Comércio S/A Brasil Telecom Participações S/A Rhodia-Ster S/A Weg S/A Philip Morris Brasil Indústria e Comércio Ltda Sszk Empreendimentos Participaçoes Ltda RCD Comércio e Indústria Ltda

10 Problems 3 Reclassification from small to big companies
Ediouro Publicações De Passatempos E Multimídia Ltda Lousano Indústria de Condutores Elétricos Ltda

11 Direct Interviews: search for qualitative data
Alellyx Ampla Consultoria Bioware CI&T Eletrovento Griaule Ícaro Technologies Scylla Techmat Vácuo Flex Ybios

12 Exploring the acquainted data
Request for industrial property, according to type of protection, by size ( )‏ 6.333 3.395 2.938 1.124 1.814 LARGE 969 510 459 243 216 MEDIUM 858 407 451 236 215 SMALL 1.571 595 976 499 477 Micro Subtotal UM IP Total INDUSTRIAL DESIGN PATENTS SIZE

13 Exploring the acquainted data
Number of Enterprises with requests of Intelectual Property, by size of company, ( )‏

14 Exploring the acquainted data
Number of Enterprises with requests of Patents of Invention, Utility Models and both by type of enterprise, ( )‏

15 Exploring the acquainted data
Number of Enterprises with request of Patents, Industrial Design and both by the size of enterprise, ( )‏

16 Exploring the acquainted data
Sectorial profile of protection from SMEs (25% of requests – 7 classes)‏ 178 19 1 Manufact. of articles made out of wood, except window frames 225 18 8 Manufact. of wood furniture predominantely 108 22 20 Manufact. of other electric appliances 342 Manufact. of plastic shoes 137 11 3 Manufact. of stoves, refrigerators, washing machines and dryers to the domestic use 52 29 Manufact. of machinery and equip. for agriculture, chicken crops and to obtain animal products 256 70 28 Manufacturing of several artfacts from plastic material ID UM IP DESCRIPTION CLASS CNAE

17 Exploring the acquainted data: Microcompanies
Sectorial Profile of requests of patents of Patents (25% of requests – 7 classes)‏ 25 7 18 Wholesale Commerce of equilment and office furniture, computer, and communication, including supplies 6 19 Manufact. of other equipments or electrical appliances. 13 12 Manufact. of machinery and equip. for agriculture, chicken crops and to obtain animal products 28 10 Publicity 35 14 21 Other activities from 3rd parties, mainly to the ones not previoulsy mentioned. 49 Manufacturing of artfacts derivated from plastic material 53 32 Wholesale Commerce and other products not previously mentioned TOTAL MU PI PATENTS DESCRIPTION CLASS CNAE

18 Exploring the acquainted data: Microcompanies
Sectorial profile of industrial design (35% of requests – 7 classes) 2,02 12 Manufact. of wood furniture predominantely 2,18 13 Publicity 2,86 17 Manufact. of wearing pieces, Execution of underwear (men/women), t-shirts, shirts, similarities 4,71 28 Manufact. of artfacts made out of leather 6,39 38 Other activities of 3rd parties mainly to the companies not previously mentioned 7,06 42 Manufacturing of artfacts different from plastic materials 9,24 55 Wholesale Commercer of other products not previoulsy especified % N. REQUESTS DESCRIPTION CLASS CNAE

19 Exploring the aquainted data: Small Companies
Sectorail Profile of the requested patents (25% of requests – 7 classes)‏ 9 7 2 Wholesale Commerce of machinery, supplies and equipments for industrial use, technical and professional, and other uses not previously mentioned 3 6 Publicity 10 4 Manutenção e rep. máq. e equip. uso geral 15 8 Manufact. of machinery and equip. for agriculture, chicken crops and to obtain animal products 16 Manufact. of other electronic appliances 19 Manufact. of other products elaborated from metal 32 20 12 Manufacturing of artfacts different from plastic material TOTAL MU PI PATENTES DESCRIPTION CLASS CNAE

20 Exploring the acquainted data: Small Companies
Perfil setorial de pedidos de desenho industrial (40% dos pedidos – 7 classes)‏ 3,69 15 Fabricação prodt. div. Fabricação brinquedos e jogos recreativos 4,67 19 Fabricação luminárias e equip. iluminação exc. p/ veíc. 4,91 20 Fabricação móveis com predom. mad. 5,65 23 Benef. outras fibras text. nat. 7,86 32 Fabricação artef. div. mat. plástico 9,34 38 Fabricação Art. cutelaria % N. PEDIDOS DESCRIÇÃO CLASSE CNAE

21 Exploring the acquainted data; Medium Companies
Sectorail Profile of the requested patents (26% of requests – 7 classes)‏ 13 10 3 Manufact. of stoves, refrigerators, washing machines and dryers to the domestic use 15 14 1 Fabricação art. serralheria exceto esquadrias 16 11 5 Fabricação móveis com predom. mad. 17 2 Fabricação artef. div. mat. plástico 18 9 Manufact. of machinery and equip. for agriculture, chicken crops and to obtain animal products 20 8 12 Manufact. of other electrical appliances 24 Manufacturing of other machinery and equipment of general use TOTAL MU PI PATENTS DESCRIPTION CLASS CNAE

22 Exploring the acquainted data: Medium Companies
Sectorial Profile of requested Industrial Design (50% of resquests – 8 classes)‏ 2,75 14 Fabricação artef. div. mat. plástico 2,94 15 Fabricação massas alimentícias Fabricação artef. concreto, cim., fibrocimento, gesso e estuque 3,14 16 Fabricação prodt. div. 4,90 25 Fabricação embalagem mat. plástico 6,08 31 Fabricação brinquedos e jogos recreativos 8,82 45 Fabricação móveis com predom. mad. 19,02 97 Fabricação art. serralheria exc. esquadrias % N. PEDIDOS DESCRIÇÃO CLASSE CNAE

23 Exploring acquainted data: Top 10 requested deposits – Large Companies
Fab. tênis qq. mat. 72 67 2 3 São Paulo Alpargatas S/A. Fab. compressores 73 Empresa Brasileira De Compressores S A Embraco Ativ. do Correio Nacional 80 66 5 9 Empresa Brasileira De Correios e Telégrafos – ECT Extr. out minerais metálicos ñ ferrosos 96 25 71 Companhia Vale Do Rio Doce Fab. aviamentos p/ costura 138 136 Metalurgica Altero Industria e Comercio Ltda Fab. máq. e equip. p/ agric., avic. e obt. prodt. anim. 162 26 59 77 Semeato Sa Industria e Comercio Fab. fogões, refrigeradores e máq. lavar e secar p/ uso doméstico 184 17 108 Multibrás S/A Eletrodomésticos Fab. out. apar. eletrod. 199 55 102 42 Arno S/A. Com. var. móveis, art. iluminação e out. art. p/ residência 203 194 Euromobile Interiores S/A Fab. calçados plástico 316 306 7 Grendene S/A. DESCRIÇÃO CLASSE CNAE Total DI MU PI NOME

24 Exploring acquainted data: Top 10 requested deposits – Medium Companies
Fab. out. pç. e acesss. p/ veíc. automot. ñ espec. ant. 14 12 2 Enforth Indústria e Comércio de Auto Peças Ltda. E.P.P. Fab. art. serralheria exc. esquadrias 9 5 Metalurgica Couselo Ltda Fab. prodt. div. 15 1 Industrias Vitória Ltda Fab. massas alimentícias Pop Pizza Ltda. Me. Fab artef concreto, cim, fibrocim, gesso e estuque Usina Fortaleza Ind. e Com. de Massa Fina Ltda Fab. brinquedos e jogos recreativos 17 Plasticos Nillo Indústria E Comércio Ltda Manut. e rep. máq. e equip. uso específico 18 Padova Indústria E Comércio De Componentes Para Calçad. Fab. móveis com predom. mad. 24 4 3 Metalurgica Voltru Ltda. Fab. out. apar. eletrod. 7 6 11 Sintex Industrial De Plásticos Ltda. 90 84 Obispa Metalurgica Ltda. DESCRIÇÃO CLASSE CNAE Total DI MU PI NOME

25 Exploring the acquainted data: Top 10 requests for deposit – Small Companies
Com. a varejo e por atacado pç. e acesss. p/ veíc. automot. 10 6 3 1 Carwin Acessórios Ltda. Com. atac. out. prodt. intermediários ñ agropecuários, ñ espec. ant. Eltete Do Brasil Ltda. Fab. out. prodt. elaborados metal 4 Equiprint Máquinas e Equipamentos Serigráficos Ltda Fab. brinquedos e jogos recreativos Homeplay Industrial Ltda. Com. atac. máq., apar. e equip. p/ usos ind., téc. e prof., e out. usos, ñ espec. ant. 7 2 Top Taylor Importação e Comércio Ltda. Fab. artef. div. mat. plástico 11 Alban Indústria e Comércio de Embalagens Ltda. Fab. prodt. div. 15 Cida Cristal Indústria E Comércio Ltda. Me. Fab. luminárias e equip. iluminação exc. p/ veíc. 18 Light Design Do Brasil Indústria e Comércio Ltda. Benef. outras fibras text. nat. 23 Linhas Rayza Chemical Fiber. Ltda. Fab. art. cutelaria 38 Rsn Metais Ltda. DESCRIÇÃO CLASSE CNAE Total DI MU PI NOME

26 DESCRIPTION CLASS CNAE
Exploring the acquainted data: Top 10 requested deposits - Microcompanies Com. atac. cosméticos e prodt. perfum. 10 Parceria Distributor and Commerce Ltda. Publicidade 11 8 2 1 Attack Industry, Commerce and Representatives Ltda. Fab. móveis com predom. metal 7 Cerantola from Brasil Ltda. Com. var. móveis, art. iluminação e out. art. p/ residência 3 Lmgo Furniture CommerceLtda Com. a varejo e por atacado pç. e acesss. p/ veíc. automot. 12 4 Di Fatto Vehicle Accessories Ltda Com. atac. fios text., tecidos, artef. tecidos e armarinho Universe Industry and Commerce Internacional Ltda Fab. artef. div. mat. plástico 15 13 Thomriss Industry and Commerce of Plásticos Ltda Com. var. out. prodt. ñ espec. ant. 18 Qix International Marketing Ltda Out. ativ. serv. prestados principalmente às emps., ñ espec. ant. 23 20 Sm Management and Business Ltda. Fab. out. artef. couro 26 New releases Creations in Leather Ltda. DESCRIPTION CLASS CNAE Total DI MU PI NOME

27 Brief Appointments Absolut importance of the Industrial Design in the purpose of the sustainability of corporate assets The bigger the size, the bigger the need of the use of the protection tools The utilization is also responsability from the sectorial differentiations, particularly in relation to the strategy of some entreprises Capability politics may be important so a bigger number of enterprises can access the system, as long as the variable IP must be part of the strategy acctuation plan of the enterprise